• CIN No.: U67120DL1993PLC052814
  • SEBI Reg No.(CM): INZ000288836
  • SEBI Reg No.(CDSL) : IN-DP-701-2022
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Niveshak
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Niveshak
  • Home
  • About Us
  • Products
    • Equity
    • Derivatives
    • IPO
    • Mutual Fund
    • Insurance
  • Download
    • KYC/KRA Form
    • Account Opening Form
    • Modification Form
    • Software
    • Advisory-KYC Compliance
    • DP Forms
    • Other Forms
    • API Details
    • Online Dispute Resolution Platform
    • E voting Link of NSDL
    • E-voting Link of CDSL
  • Research
  • Circulars
  • Talk to Experts
  • contacts Us

Policies and Procedures

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  • Form

Policies & Procedures

 

Sr. No.

Form Name

Downlaod PDF

1

Policy for Online Client Code Modification Policy.

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2

Policy for Conflict of Interest

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3

Policy for Inactive Client Account

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4

Policy for Internal Control

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5

Policy for PMLA

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6

Policy of Limit Setting

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7

Policy for Outsource of Activities

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8

Policy for Prefunded Instruments

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9

Policy for RMS

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10

Policy for Surveillance-Policy

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11

Privacy Policy

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12

Policy for DP Right and Obligation.

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13

Cyber Policy

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14

Policy for Freezing Blocking of Trading Account

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15

Policy for Stock Broker Rights and obligations

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16

Policy for Do’s and Don’ts for Trading

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17

Policy for Risk Disclosure Capital and Derivative Market

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18

Policy for Internet & Wireless Technology Based Trading Facility

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19

Policy of Obligation Surveillance for Depository Participant

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20

Policy for SOP_for_Alert_Generation_CDSL

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21

Policy for Margin Reporting Calculation for NSE

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22

Policy for Framework voluntary Freezing or Blocking

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23

Policy on Facsimile

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24

Policy on Handling of Good Till Cancelled

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25

Policy-NISM-Series-VII-Securities-Operation-Risk-Management-SORM

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26

Policy on Outsource of Activities

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27

Policy on Prohibition-Circulation-of-Unauthenticated-News

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Niveshak

The company is a professionally managed financial services company engaged in providing fee-based services to its clients.

NSE Membership ID-09203

BSE Membership ID-6778

CDSL SEBI Registration No-IN-DP-701-2022

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